SEBI
Moneylife Digital Team 28 November 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs6 lakh on Ankit Gupta, proprietor of Niftymaker.com and directed him to refund Rs39.75 lakh collected as advisory fees from investors for offering unregistered investment advisory services and disseminating false and misleading claims.

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Moneylife Digital Team 28 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs8 lakh on Gwalior-based Raghunandan Capital Pvt Ltd, a registered stock broker, following an inspection that uncovered several violations of the SEBI (Stock Brokers) Regulations, 1992, and various SEBI and stock exchange circulars.

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Moneylife Digital Team 28 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs12 lakh on Optionsmaster Research Advisory Services and Om Consultancy for engaging in unregistered investment advisory activities. Both entities have been ordered to refund Rs5.22 crore to their clients, an amount collected between September 2021 and October 2022.

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Moneylife Digital Team 27 November 2024
Axis Asset Management Company (AMC) Ltd and Axis Mutual Fund Trustee Ltd have paid Rs16.57 lakh to market Regulator Securities and Exchange Board of India (SEBI) to settle charges of charging the total expense ratio (TER) to AMC books.

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Moneylife Digital Team 15 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties of Rs20 lakh on four entities found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of the BSE.

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Moneylife Digital Team 15 November 2024
Market Regulator Securities and Exchange Board of India (SEBI) have imposed a penalty of Rs7 lakh on Ankur Jain, proprietor of Winway Research, after receiving complaints on the SEBI Complaints Redress System (SCORES).

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Moneylife Digital Team 14 November 2024
Markets Regulator Securities and Exchange Board of India (SEBI ) has exempted infrastructure investment trusts (InvITs) and real estate investment trusts (REITs) from lock-in and allotment restrictions while issuing units to an employee benefit trust under unit-based employee benefit (UBEB) schemes.

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Moneylife Digital Team 13 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has asked two entities to pay Rs52 crore in penalties for failing to clear fines imposed for illegally diverting funds from Reliance Home Finance Ltd (RHFL).

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Sahyaja MS (Bar Bench) 13 November 2024
The Bombay High Court on Monday disposed of a 26-year-old petition filed in public interest by the Securities and Exchange Board of India (SEBI), which had sought urgent regulatory reforms to tackle certain fraudulent financial schemes, including agro bonds and plantation bonds (SEBI v. Libra Plantation).

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Moneylife Digital Team 13 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties of Rs10 lakh on two people found guilty of engaging in illiquid stock options segment of the Bombay Stock Exchange (BSE). Each have been fined Rs5 lakh for participating in these fraudulent activities.

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Moneylife Digital Team 12 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has ordered the attachment of bank and demat accounts of Venugopal Dhoot and Videocon group's promoter entity Electroparts (India) Pvt Ltd to recover dues of around Rs69.9 lakh.

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Moneylife Digital Team 08 November 2024
Taking cognizance of complaints filed by Mahua Moitra, a member of Parliament (MP) from Trinamool Congress and two others, the Lokpal has asked Madhabi Puri Buch, chairperson of the Securities & Exchange Board of India (SEBI) to respond to complaints of financial irregularities filed against her by the MP.

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Moneylife Digital Team 30 October 2024
Market Regulator Securities and Exchange Board of India (SEBI) imposed penalties totalling Rs2.04 crore on 17 directors of three contend providers for non-compliance with its investigation into alleged financial irregularities at Eros International Media Ltd (EIML).

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Moneylife Digital Team 28 October 2024
Securities and Exchange Board of India (SEBI) has imposed a total penalty of Rs16 lakh on Edelweiss Asset Management Ltd (noticee 1), along with its chief executive officer (CEO) Radhika Gupta (noticee 2) and fund manager Trideep Bhattacharya (noticee 3), for violating mutual fund regulations.

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Moneylife Digital Team 23 October 2024
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs2 lakh on Lamron Analysts Pvt Ltd, an investment adviser (IA), for breaching several provisions of the IA Regulations, 2013, and relevant circulars issued by the market regulator.

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Moneylife Digital Team 22 October 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties of Rs20 lakh on four entities found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of the Bombay Stock Exchange (BSE).

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Moneylife Digital Team 22 October 2024
Market regulator, Securities and Exchange Board of India (SEBI) has levied a penalty of Rs2.63 crore on 15 entities for engaging in Synchronised trading in the shares of Manaksia Coated Metals and Industries Limited (MCMIL).

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Moneylife Digital Team 21 October 2024
Securities and Exchange Board of India (SEBI) has imposed a fine of Rs2 lakh on Sharekhan Ltd, a brokerage based in Mumbai, for multiple regulatory violations.

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Moneylife Digital Team 18 October 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs20 lakh on four entities after finding them guilty of engaging in non-genuine trading activities within the illiquid stock options segment of the Bombay Stock Exchange (BSE).

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Moneylife Digital Team 11 October 2024
Market regulator Securities and Exchange Board of India (SEBI) extended the deadline to implement guidelines mandating the direct payout of securities to clients' demat accounts to 11th November from 14 October 2024.

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