SEBI
Moneylife Digital Team 21 June 2023
Market regulator Securities and Exchange Board of India (SEBI) has decided to standardise the format of trading preferences for clients at a single place for trading on different stock exchanges for the same or different segments. The provisions of the new circular would come into force from 1 August 2023.

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Moneylife Digital Team 19 June 2023
Market regulator Securities and Exchange Board of India (SEBI) has asked online bond platforms (OBPs) not to sell unlisted securities from their platforms. At the same time, SEBI, while revising Clause 5.2 of the OBP circular, decided to include a few new product categories, such as government securities and listed sovereign gold bonds.

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Moneylife Digital Team 13 June 2023
Market regulator Securities and Exchange Board of India (SEBI) barred Essel group chairman Subhash Chandra and Zee Entertainment Enterprises Ltd (ZEEL)'s chief executive officer (CEO) of Punit Goenka from holding directorial or key managerial positions (KMP) in any listed company or its subsidiaries.

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Capital markets regulator Securities & Exchange Board of India (SEBI) has said that it will auction 61 plots of Saradha Group and the proceeds of the auction will be distributed among the duped investors who lost their hard-earned money by investing in the multi-level marketing schemes of the said entity.

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Moneylife Digital Team 09 June 2023
Market regulator Securities and Exchange Board of India (SEBI) has asked registrars to issue and share transfer agents (RTAs) to process online service requests and complaints of investors. This is expected to help holders of physical security certificates.

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Moneylife Digital Team 31 May 2023
Amidst the Adani-Hindenburg row, market regulator Securities and Exchange Board of India (SEBI) has issued a consultation paper seeking enhanced transparency measures for foreign portfolio investors (FPI).

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Moneylife Digital Team 30 May 2023
Markets regulator Securities and Exchange Board of India (SEBI) slapped a fine of Rs15 lakh on Alchemist Infra Realty Ltd's former director Balvir Singh for illegally mobilising funds from the public through a collective investment scheme (CIS). Mr Singh has already been restricted from markets by the regulator.

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Moneylife Digital Team 22 May 2023
Market regulator Securities and Exchange Board of India (SEBI) floated a consultation paper seeking comments on the proposal to strengthen the investor grievance handling mechanism through SEBI Complaints Redressal System (SCORES) and integrate it with online dispute resolution (ODR) mechanism, which SEBI recently approved.

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Moneylife Digital Team 16 May 2023
To bring fractional ownership platforms (FOPs) under the regulatory ambit or perimeter, the market regulator, Securities and Exchange Board of India (SEBI) has issued a consultation paper seeking comments from the public

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Moneylife Digital Team 11 May 2023
Market regulator Securities and Exchange Board of India (SEBI) has cancelled the registration certificate of BRH Commodities Pvt Ltd (BRHCPL, formerly BMA Commodities Pvt Ltd), for multiple offences, including misutilisation of client securities and funds.

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At a press conference on 29th March, Madhavi Puri Buch, chairperson of the Securities and Exchange Board of India (SEBI), made a bold pledge that has gone viral. She declared, “There will not be another Karvy issue in our capital markets... If another Karvy-like instance happens, it will be on our dead bodies...

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Moneylife Digital Team 19 April 2023
Market regulator Securities and Exchange Board of India (SEBI) has suspended the certificate of registration of Keshav Securities Pvt Ltd for two months for failing to submit any bank account statement or details of loans given to Modispaces Real Estate Pvt Ltd.

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Moneylife Digital Team 14 April 2023
Exposing manipulative accounting adopted by Brightcom Group Ltd (BGL) and its promoters and directors, market regulator Securities and Exchange Board of India (SEBI) issued an interim order cum show cause notice to them.

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Moneylife Digital Team 14 April 2023
Punit Goenka, managing director and chief executive officer (MD&CEO) of Zee Entertainment Enterprises Ltd (ZEEL) has agreed to pay Rs50.70 lakh to settle an insider trading case with the Securities and Exchange Board of India (SEBI).

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Moneylife Digital Team 06 April 2023
While restricting investment advisors (IAs) and research analysts (RAs) from using its logo, market regulator Securities and Exchange Board of India (SEBI) asked them to also prominently display contact details, registration number, information about compliance officer and a disclaimer.

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Moneylife Digital Team 06 April 2023
Market regulator Securities and Exchange Board of India (SEBI) has barred Course Work Focus and its proprietor Shashank Hirwani for six months for providing investment advisory services illegally. The firm and its proprietor are also directed to refund the money collected from clients as fees.

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Moneylife Digital Team 30 March 2023
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs3 lakh on Gagan Hora, a registered investment advisor (IA),

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Moneylife Digital Team 29 March 2023
Market regulator Securities and Exchange Board of India (SEBI) decided to put in place a framework to prevent fraud and market abuse by stock brokers.

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Things couldn’t get any worse for the market regulator. Although much of the embarrassment it has faced in recent times is due to legacy issues, it may be time for a serious overhaul of how the Securities and Exchange Board of India (SEBI) is handling its functions of investigation and enforcement. A series of changes, culminating in the 2013 ordinance, made SEBI one of the most powerful market regulators in the world. Although its powers were slightly diluted in 2015, SEBI continues to have enormous powers of market regulation and supervision, probably more than any regulator in the world. Why isn’t it using them?

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Moneylife Digital Team 28 February 2023
Market regulator Securities and Exchange Board of India ( SEBI) has levied a fine of Rs6 lakh on Star World Research, a proprietorship firm of Manish Kumar Gour for collecting excessive fees from clients,

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