SEBI
IANS 30 August 2023
SEBI has issued guidelines for strengthening the existing cyber security and cyber resilience framework of market infrastructure institutions such as stock exchanges, clearing corporations and depositories.

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Moneylife Digital Team 28 August 2023
To restrict the association of financial influencers (finfluencers) with registered intermediaries and regulated entities, Securities and Exchange Board of India (SEBI) proposes enforcement action to disrupt the revenue model of finfluencers while barring intermediaries and regulated entities from associating with unregistered entities, including finfluencers, for any promotion or advertisement of their services and products.

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Moneylife Digital Team 28 August 2023
Coming down heavily on the Securities and Exchange Board of India (SEBI) for disposing of a complaint summarily without carrying out an investigation, the Securities Appellate Tribunal (SAT) imposed Rs10 lakh cost on the market regulator. SAT also directed SEBI to register the investor complaints and conduct a detailed investigation within three months.

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Moneylife Digital Team 25 August 2023
Market regulator Securities and Exchange Board of India (SEBI) has ordered the defreezing of the bank accounts of Santosh Singh Karki, one of the noticees, whose accounts were frozen by SEBI in January 2023 for indulging in price manipulation in the scrip of Superior Finlease Ltd (SFL).

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Moneylife Digital Team 24 August 2023
Securities and Exchange Board of India (SEBI) has initiated the third tranche for distribution of Rs14.87 crore to 258K (thousand) investors from the disgorged and recovered amount in the matter of initial public offering (IPO) irregularities from 2003 to 2005.

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On 3rd August, the securities appellate tribunal (SAT) issued an interesting order which, finally, nails down what thousands of investors have suspected and complained about—that the market regulator deals with complaints to its grievance redress system like a post-office. It merely forwards cases to the regulated entity against which there is a complaint. If the entity is concerned enough to resolve it, the investor is lucky.

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Moneylife Digital Team 10 August 2023
Market regulator Securities and Exchange Board of India (SEBI), in a clarification, says 96.7% of the Rs73,287.1 crore outstanding to be recovered from the difficult to recover (DTR) category are pending before the courts and law tribunals. All these cases are old cases pertaining to violations committed over a decade ago, it added.

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IANS 08 August 2023
Similar to the provision in the Income Tax Act on “unexplained credits”, markets regulator SEBI would seek to consider provisions for “unexplained suspicious trading patterns”.

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IANS 08 August 2023
Markets regulator SEBI plans to facilitate transparency around the conglomerate by enhancing the group-level reporting of transactions.

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Moneylife Digital Team 04 August 2023
Markets regulator Securities and Exchange Board of India (SEBI) has decided to keep in abeyance National Securities Depository Ltd (NSDL) proposed Rs3,600 crore initial public offering (IPO).

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Moneylife Digital Team 26 July 2023
Announcing moving to a trading+1 (T+1) settlement cycle from the existing T+2 for all scrips from 1 October 2023, market regulator Securities and Exchange Board of India (SEBI) says it is working on instant settlements of transactions in stock markets and, according to its chairperson, the

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Moneylife Digital Team 17 July 2023
Market regulator Securities and Exchange Board of India (SEBI) has denied a news report about setting up a panel to suggest changes to the securities contract regulation act (SCRA).

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The Securities and Exchange Board of India (SEBI) and its chairperson Madhabi Puri Buch have been the subject of several media columns in recent days. As the first private sector person and woman to head the powerful market regulator, she already comes in for extra scrutiny.

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Moneylife Digital Team 11 July 2023
In a writ petition filed by Binny Ltd and one of its promoters, M Nandagopal, against the Securities & Exchange Board of India (SEBI), a Bombay High Court bench of Justice Gautam Patel has observed a “specific finding based on a forensic audit report of an alleged diversion of funds of Rs851.27 crore” and also a “reference to loss to investors” in the said forensic audit report.

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The Supreme Court on Tuesday postponed the hearing on the Adani-Hindenburg dispute and requested the Securities and Exchange Board of India (SEBI) to distribute its response on the recommendations put forth by the court-appointed expert committee.

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Moneylife Digital Team 10 July 2023
The Securities Appellate Tribunal (SAT) has dismissed an appeal by the promoters of the Zee group and refused to grant a stay on an order of market regulator, saying there was no urgency to do so.

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Moneylife Digital Team 10 July 2023
On Monday, the Securities and Exchange Board of India (SEBI) submitted a 41-page affidavit to the Supreme Court regarding the Adani-Hindenburg case. The case is scheduled for a hearing on Tuesday.

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Moneylife Digital Team 10 July 2023
Amidst the growing scale of the mutual fund industry, Securities and Exchange Board of India (SEBI) has increased the role and accountability of the Trustees in a bid to safeguard unit holder’s interest.

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Market regulator SEBI has disposed of a show cause notice (SCN) issued against the promoter and director of Havells India Ltd (HIL) along with his family members for allegedly violating the provisions of the prohibition of insider trading (PIT) regulations. SEBI says the trading patterns of Surjit Kumar Gupta, promoter and director of HIL, Ajay Kumar Gupta, son-in-law of Surjit Gupta and Sadhu Ram Gupta, father of Ajay Gupta (noticees) do not seem to be unusual to qualify as being influenced by unpublished price sensitive information (UPSI).

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Moneylife Digital Team 30 June 2023
Securities and Exchange Board of India (SEBI), in its Board meeting recently approved a comprehensive range of measures to strengthen the securities market and the Corporate Governance of listed entities. These changes signify SEBI’s commitment to promoting transparency, accountability, and investor confidence in India’s capital markets. Most of these changes have been discussed with market participants as a part of the consultative process.

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