SEBI
Moneylife Digital Team 02 January 2025
Market regulator Securities & Exchange Board of India (SEBI) has once again refused to share information under the Right to Information (RTI) Act on the dates of declaration of financial assets and equities held by SEBI chairperson Madhabi Puri Buch and her family members.

Read More

Many of us missed this 22nd November report, where the securities appellate tribunal (SAT), once again, imposed a penalty of Rs1 lakh on the Securities & Exchange Board of India (SEBI) for passing a ‘mechanical order’ against Ms SRBC & Co. LLP (SRBC) a joint auditor of Infibeam Avenues Ltd (Infibeam).

Read More

Moneylife Digital Team 19 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has approved a series of measures, including stricter regulatory norms for initial public offerings (IPOs) of small and medium enterprises (SMEs), a comprehensive overhaul of investment banking regulations, and an expanded definition of unpublished price-sensitive information (UPSI).

Read More

Moneylife Digital Team 17 December 2024
On 17 December 2024, the Securities and Exchange Board of India (SEBI) introduced comprehensive amendments to the Research Analysts (RA) and Investment Advisers (IA) regulations, marking a significant overhaul of the financial advisory landscape.

Read More

Moneylife Digital Team 17 December 2024
The Securities Appellate Tribunal (SAT) recently imposed a cost of Rs1 lakh on market regulator Securities and Exchange Board of India (SEBI) for passing a 'mechanical order" against SRBC & Co LLP, the auditor of Infibeam Avenues Ltd. SAT also asked SEBI to 'examine facts holistically and exercise restraint in passing mechanical orders'.

Read More

Moneylife Digital Team 11 December 2024
Market Regulator Securities and Exchange Board of India (SEBI) has announced a significant shift in market operations by introducing an optional same-day or trading+0 (T+0) settlement cycle for the top 500 stocks by market capitalisation.

Read More

Moneylife Digital Team 09 December 2024
The Securities and Exchange Board of India (SEBI) has initiated a significant regulatory process by issuing a consultation paper on 13 November 2024, targeting the governance of artificial intelligence (AI) and machine learning (ML) technologies in financial markets. This proposal emerges from a systematic approach SEBI has been developing since 2019, during which the regulatory body has been meticulously tracking AI and ML applications across various market participants including stock brokers, depositories, clearing corporations, and mutual funds.

Read More

Moneylife Digital Team 09 December 2024
The Securities and Exchange Board of India (SEBI) has updated its investor charter with an emphasis on ensuring the confidentiality of investor information and providing the right to exit at fair and reasonable terms from market-related products or services.

Read More

Moneylife Digital Team 09 December 2024
Securities and Exchange Board of India (SEBI) has issued a caution to investors not to engage with and undertake investment and trading activities through unregistered web applications and electronic platforms.

Read More

Moneylife Digital Team 06 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has warned investors against using unregistered online platforms offering unlisted debt securities.

Read More

Moneylife Digital Team 05 December 2024
Market regulator Securities and Exchange Board of India (SEBI) proposed running account settlement under which funds of clients who have not done any transaction in the previous 30 days will be settled by stock brokers on the upcoming settlement dates of the monthly running account settlement cycle.

Read More

Moneylife Digital Team 05 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has clarified that digital platforms used by registered or regulated entities to associate with third parties are not obligated to seek recognition as specified digital platforms (SDPs).

Read More

Moneylife Digital Team 04 December 2024
In a massive relief for incapacitated investors, the market regulator, the Securities and Exchange Board of India (SEBI), has notified rules on uniform standards for nomination facilities. Additionally, the market regulator notified the rule mandating every participant to provide beneficial owners with the option to nominate a person to whom their securities will be transferred upon death.

Read More

Moneylife Digital Team 04 December 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs5 lakh on Mahesh Agrawal Hindu undivided family (HUF) found guilty of engaging in non-genuine trading activities within the illiquid stock options segment of BSE.

Read More

Moneylife Digital Team 03 December 2024
The Union government continued to protect Madhabi Puri Buch, the chairperson of the Securities and Exchange Board of India (SEBI), by dismissing questions asked by members of parliament (MPs), including Congress president Mallikarjun Kharge. The Congress president and MP Ranjeet Ranjan asked questions about conflict of interest and transparency in SEBI's leadership.

Read More

Moneylife Digital Team 03 December 2024
While restraining seven entities, including Mohd Nasiruddin Ansari, who ran unauthorised investment advisory services in the name of 'Baap of Chart', for up to one year, market regulator Securities and Exchange Board of India (SEBI) directed them to refund within three months Rs17.2 crore collected from investors.

Read More

Moneylife Digital Team 02 December 2024
Market Regulator Securities and Exchange Board of India (SEBI) imposed a penalty of Rs2.18 crore on the 18 entities while ordering them to disgorge Rs2.24 crore, the illicit profits earned through fraudulent trading activities in the scrip of Continental Seeds and Chemicals Ltd (CSCL).

Read More

Moneylife Digital Team 02 December 2024
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs9 lakh on Reliance Securities Ltd for violating market norms and stockbroker regulations.

Read More

Moneylife Digital Team 29 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties of Rs8 lakh on Beacon Trusteeship Ltd (BTL) and SKI Capital Services Ltd (SKI) for failing to exercise adequate due diligence and for submitting incorrect information during the registration process of Shares Bazaar Alternative Investment Fund (SBAIF).

Read More

Moneylife Digital Team 29 November 2024
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs6 lakh on Angel One Ltd following an inspection that revealed significant lapses in the company's operations, including failures in client fund settlements, technical glitches, and inadequate oversight of its authorised persons (APs).

Read More

Free Helpline
Legal Credit
Feedback