REGULATIONS


Moneylife Digital Team 01 June 2026
Market regulator Securities and Exchange Board of India (SEBI) has cancelled the registrations of five alternative investment funds (AIFs)—Exponential Innovation Fund, Florintree India Flexi Advantage Trust, Prime Realty Capital, Rudrabhishek Infrastructure Trust and Victory Investment Fund—for...

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Moneylife Digital Team 01 June 2026
Reserve Bank of India (RBI) has imposed a penalty of ₹3.10 lakh on Karnataka-based CreditAccess Grameen Ltd, a non-banking financial company–microfinance institution (NBFC-MFI), for non-compliance with certain provisions of the RBI know-your-customer (KYC) directions.   During its statutory...

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Moneylife Digital Team 29 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has imposed penalties aggregating ₹28.95 crore on Suzlon Energy Ltd (SEL), vice-chairman Vinod R Tanti, managing director (MD) Girish R Tanti and two former senior executives for engaging in a series of transactions that allegedly...

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Moneylife Digital Team 28 May 2026
India’s digital advertising ecosystem is increasingly being driven by a 'speed-first, compliance-later' culture, with misleading claims, offshore betting promotions and influencer violations emerging as major concerns, according to the Advertising Standards Council of India’s (ASCI) annual...

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Moneylife Digital Team 28 May 2026
Reserve Bank of India (RBI) has imposed penalties totalling ₹6 lakh on three cooperative banks for non-compliance with various regulatory directions issued by the banking regulator.   The banks penalised are: Shree Laxmi Cooperative Bank Ltd from Maharashtra, Jalore Central Cooperative Bank...

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Moneylife Digital Team 28 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has issued a regulatory censure against research analyst (RA) Amit Guruh Sachdeva for misleading clients with assurances of fixed returns and for failing to cooperate fully during a regulatory inspection. However, SEBI refrained...

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Moneylife Digital Team 27 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of ₹5 lakh on Rajiv Sharma, proprietor of Capital Life Market Research, for multiple violations of investment adviser (IA) regulations, including operating without valid National Institute of Securities Markets...

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SN Thyagarajan (Bar  and   Bench) 27 May 2026
There is no fundamental right to engage in betting and gambling, the Supreme Court said on Wednesday while upholding the laws enacted by Tamil Nadu and Karnataka criminalising online games played for money or stakes, including games such as rummy, poker and fantasy sports (State of Tamil Nadu...

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Moneylife Digital Team 27 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has directed Nishaan Singh, proprietor of Sanbun Investments and Sanbun Capital Hedge Fund, to refund ₹4.72 crore collected through unregistered portfolio management services (PMS) activities. The market regulator has also barred...

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Moneylife Digital Team 27 May 2026
The Securities and Exchange Board of India (SEBI) has imposed a total penalty of ₹42 lakh on First Global Finance Pvt Ltd (FGF), its chairperson Devina Mehra and director Neeraj Khanna after finding that the portfolio management services (PMS) firm outsourced core investment-related functions...

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Moneylife Digital Team 26 May 2026
The National Stock Exchange of India (NSE) has barred Yes Securities (India) Ltd from on-boarding new clients for three months after detecting violations related to upfront margin collection and recovery of penalties from customers by the brokerage. The exchange also imposed a penalty of ₹1...

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Moneylife Digital Team 26 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has proposed a comprehensive framework for the introduction and ongoing management of strike prices in options contracts to ensure trading continuity during periods of sharp intraday market volatility.   In a consultation paper...

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Moneylife Digital Team 25 May 2026
Reserve Bank of India (RBI) has imposed penalties of ₹15.90 lakh on City Union Bank Ltd and two non-banking financial companies (NBFCs) for non-compliance with directions issued by the banking regulator. The highest penalty of ₹10.10 lakh was imposed on City Union Bank.   The NBFCs penalised...

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Moneylife Digital Team 25 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has cancelled the registrations of three alternative investment funds (AIFs), Indostar Credit Fund, Indostar Recurring Return Credit Fund and Ventureland Asia Advisors Services LLP, for repeatedly failing to file mandatory quarterly...

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Moneylife Digital Team 23 May 2026
A father, his two sons, his current wife, his ex-wife and his two daughters allegedly worked together to run a sophisticated pump-and-dump operation through X, WhatsApp, and Telegram, manipulating 82 stocks from the small and medium enterprises (SME) segment and generating illegal gains of...

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Moneylife Digital Team 22 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has proposed a major overhaul of the price-discovery mechanism for initial public offerings (IPOs) and re-listed stocks traded during the pre-open call auction session, amid concerns that the existing framework is distorting market...

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Moneylife Digital Team 22 May 2026
Reserve Bank of India (RBI) has imposed a penalty of ₹1.80 lakh on Mumbai-based AKG Infin Pvt Ltd, a non-banking financial company (NBFC), for non-compliance with certain directions related to the acquisition of shareholding or control.   During its statutory inspection, RBI observed that AKG...

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Moneylife Digital Team 22 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of ₹10 lakh on eight promoter and promoter-group entities of Shubhlaxmi Jewel Art Ltd for violating takeover regulations by failing to make a mandatory open offer after increasing their shareholding beyond the...

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Moneylife Digital Team 22 May 2026
Market regulator Securities and Exchange Board of India (SEBI) has issued show-cause notices (SCNs) to six foreign portfolio investors (FPIs) linked to US-based asset manager Capital Group in connection with an alleged front-running network involving market operator Ketan Parekh (KP) and...

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Moneylife Digital Team 21 May 2026
Market regulator the Securities and Exchange Board of India (SEBI) has released a consultation paper proposing a regulated framework for third-party payments in mutual funds a departure from the existing rule that requires all MF investments to originate solely from an investor's own bank...

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