REGULATIONS


MDT/PTI 02 November 2012
Easing the procedures, SEBI said in case there is change of name after marriage, the individual investor can submit either a copy of marriage certificate or passport showing husband’s name or document showing the publication of name change in official gazette New Delhi: Market regulator...

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MDT/PTI 02 November 2012
SEBI said that the stock broker has failed to show high standards of integrity, promptitude and fairness as well as failed to act with due skill, care and diligence in the conduct of the business   Mumbai: Market regulator SEBI imposed a penalty of Rs 10 lakh on a brokerage firm...

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REGULATIONS
Sucheta Dalal , 14-August-2022
It is over two weeks since Zee Business channel’s investigative report...

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MDT/PTI 02 November 2012
In three separate orders, SEBI said it has imposed a fine Rs50,000 on JMD Telefilms Industries, another Rs75,000 on a Avishek Bose and slapped a penalty of Rs45,000 on Gulistan Vanijya Pvt Ltd Mumbai: SEBI has imposed a total penalty of Rs1.70 lakh on three entities for not making...

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MDT/PTI 02 November 2012
"SEBI in its consent order dated 31 October 2012 said that “enquiry proceedings initiated against the applicant (GSB Securities) for the non-compliance of provisions...stand settled and SEBI shall not initiate any enforcement action against the applicant for the same”   Mumbai: Market...

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MDT/PTI 30 October 2012
The central bank is reviewing existing know your customer norms for simplifying them within the provisions of the PMLA and international standards Mumbai: The Reserve Bank of India (RBI) has announced a slew of measures, including a simplification of the stringent know-your-customer...

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MDT/PTI 30 October 2012
During its probe, SEBI said it found lack of due diligence on the part of merchant bankers, Chartered Capital and Investment in the IPO of RDB Rasayan   Mumbai: The Securities Appellate Tribunal (SAT) has set aside Securities and Exchange Board of India (SEBI)'s order that restrained...

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MDT/PTI 30 October 2012
The attachment orders, freezing two bank accounts of relatives of main accused Shivraj Puri and two properties of two another of his associates, had been issued by ED recently New Delhi: The Enforcement Directorate (ED) has issued orders attaching assets worth about Rs20 crore in...

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MDT/PTI 29 October 2012
SEBI has issued tender inviting applications from professional investigating agencies for empanelment for conducting investigations in the Sahara case   Mumbai: Market regulator Securities and Exchange Board of India (SEBI) plans to hire professional investigating agencies to help it...

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MDT/PTI 29 October 2012
Sinha said SEBI has to balance the needs of the retail investors and also to encourage people to invest in the equity market for long term   Mumbai: Market regulator Securities and Exchange Board of India (SEBI) has said it plans to undertake several reforms to develop equity culture...

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MDT/PTI 26 October 2012
Preliminary findings of the SEBI probe revealed that Tijaria Polypipes diverted substantial part of the IPO proceeds, 'through layered transactions', to certain entities   New Delhi: Securities and Exchange Board of India (SEBI) has revoked a ban imposed on two independent directors...

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MDT/PTI 25 October 2012
The market regulator feels that there is a need for a central legislation to regulate collection of money from citizens without requisite approvals and for dubious investment projects Mumbai: Market regulator Securities and Exchange Board of India (SEBI) has asked the government to...

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MDT/PTI 25 October 2012
The move from RBI assumes significance as the SEZs or the tax-free zones are losing sheen because of withdrawal of tax incentives Mumbai: Relaxing the norms for Special Economic Zones (SEZs), the Reserve Bank of India has allowed domestic companies to make payments to units in these...

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MDT/PTI 25 October 2012
Forward Markets Commission in a report suggested various measures to check speculators, including review of easy credit by banks and other institutions for trading in commodities New Delhi: Commodities market regulator Forward Markets Commission (FMC) has suggested reviewing of easy...

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MDT/PTI 23 October 2012
Domestic banks already have SLR holdings of 23%, which are not marketable and therefore the RBI is thinking on to work out a scheme under which part of the SLR holding can be treated with Basel III liquidity norms   Mumbai: Anand Sinha, Deputy Governor of the Reserve Bank of India...

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MDT/PTI 22 October 2012
Expressing concern over some cases continuing for years, the SEBI Chairman said there is a need for special courts to expedite the process and it has asked the government to facilitate it Mumbai: Worried over delays in prosecution of those found to be involved in frauds and other...

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MDT/PTI 22 October 2012
Sinha said SEBI will always keep an upper edge over market manipulators with a robust surveillance system and safeguard mechanism for the markets and the investors Mumbai: Market regulator Securities and Exchange Board of India (SEBI) has set a one- year target to complete...

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MDT/PTI 22 October 2012
SEBI is working on a Mutual Fund policy and once this policy is in place, the MF industry will have clarity about the future of the industry says UK Sinha Mumbai: Market regulator Securities and Exchange Board of India (SEBI) has said there is a case for consolidation in asset...

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Prof Anil Agashe 22 October 2012
Business houses and politicians have always been bed fellows. They are two sides of corruption at the highest levels as all scams have proved   Politicians sometimes almost unwittingly, without realizing, seem to tell the truth! Of course it is in self-defence and certainly without...

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MDT/PTI 19 October 2012
Responding to a query regarding lock-in requirements for allotted shares, the market regulator said a prospectus is a document with legal validity and the company is legally bound to abide by the disclosures made therein New Delhi: Market regulator Securities and Exchange Board of India...

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MDT/PTI 19 October 2012
While declined oral plea and submissions of Sahara seeking extension for providing the documents, the apex court said SEBI can take action against the Sahara group companies for non-compliance New Delhi: The Supreme Court on Friday made it clear that the market regulator Securities and...

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