Banks can’t freeze accounts if KYC documents not supplied: HC
Moneylife Digital Team 02 April 2012

The Gujarat High Court has ruled that banks cannot freeze accounts nor can they stop issuing cheque book or providing ATM facility where the accountholder has not supplied KYC documents. The court has further ruled that presence of the accountholder was not a ‘must’ for production of documents required for KYC

Ahmedabad: The Gujarat High Court has ruled that banks cannot freeze accounts nor can they stop issuing cheque book or providing ATM facility where the accountholder has not supplied KYC (Know Your Customer) documents, reports PTI.

The court has further ruled that presence of the accountholder was not a ‘must’ for production of documents required for KYC.

The ruling was given by division bench of justices Jayant Patel and Paresh Upadhyay last week while hearing a petition seeking temporary bail filed by one of the convicts of the 2008 Patan gangrape case, serving a life term.

The accused Ashwin Parmar had approached the high court for temporary bail on the ground that he was required to remain himself present at the State Bank of India (SBI) branch to submit documents under KYC norms.

If he did not submit KYC documents, the bank would freeze his account or stop other banking facilities, he claimed. The court, however, did not appreciate the rule governing KYC norms.

“For production of the documents required for KYC, personal presence of the accountholder is not a must. If such documents are submitted by duly authorised representative of the accountholder, the bank is required to accept the same,” the court ruled.

“If documents of KYC are not supplied by the accountholder, such account cannot be frozen nor the facility of the cheque book or ATM can be stopped by the bank,” it further stated.

The court, however, said that if the requisite documents of KYC are not supplied as per the Reserve Bank of India (RBI) guidelines or the circular issued by SBI, the account can be closed, after due notice to the accountholder.

It also observed that in banking system, “insistence by a bank and more particularly a nationalised bank for personal presence of the accountholder for production of such document is uncalled for”.

It said that a convict or under-trial prisoner who is in jail shall be at liberty to submit the KYC documents in form of a certified true copy by competent authority.

The court also directed the chief general manager of SBI here to issue instructions in this regard to all branches.

Comments
Mayank Jain
1 decade ago
Can anyone give me the citation of this particular order.
Even the case reference number will do.
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